Investor access to VanCorp Securities is controlled by design. Our platform is built for private placements and professional investors only, with a clear compliance perimeter and a bank‑grade onboarding workflow.

VanCorp Securities operates on an invitation / pre‑qualification basis. Transaction materials are shared only after an initial eligibility check and in a controlled, confidential process. This approach supports a clean private placement profile and avoids any “retail-style” distribution posture.

Eligibility: Professional Investors Only

We onboard professional investors (institutional or otherwise qualifying professional clients) as defined under applicable rules in their jurisdiction (for example, professional clients under MiFID II in the EU context). If an investor does not meet the relevant professional criteria, we do not proceed.

Where required, we may request supporting evidence of professional status, such as:

• regulated entity status (license / register excerpt),

• balance sheet / financial resources confirmations (as applicable),

• investment governance and mandate confirmation,

• confirmation of experience and decision-making capacity.

Compliance First: KYC/AML & Sanctions Screening Before Any Subscription

No subscription is accepted and no settlement is permitted until onboarding is completed.

Our process includes, as applicable:

• KYC identification of the investor and relevant controlling persons;

• UBO analysis (beneficial ownership and control), including look‑through where required;

• AML risk assessment and risk scoring aligned with institutional standards;

• Sanctions and watchlist screening, including PEP screening where relevant;

• Source of Funds / Source of Wealth checks proportionate to the investor profile and transaction context;

• validation of authority (signatories, board resolutions, POAs, mandate confirmations).

If any material compliance issue is identified, onboarding is paused or declined. Where additional documentation is needed, we request it upfront to keep the process audit‑clean and operationally efficient.

Subscription Workflow: Clear Steps, Clear Controls

A typical onboarding-to-subscription path follows a disciplined sequence:

1. Pre‑qualification
   Initial confirmation that the investor is eligible as a professional investor and fits the private placement perimeter.

2. KYC/AML file build
   Collection and review of the onboarding package, including ownership/control information and authority documents.

3. Screening & approvals
   Sanctions/PEP screening and internal compliance clearance. Any exceptions require escalation and documented sign‑off.

4. Subscription documentation
   Execution of the required subscription documentation for the relevant issuance / series (deal-specific terms apply).

5. Settlement through an approved channel
   Funds are accepted only via approved settlement mechanics described below.

6. Ongoing monitoring
   For repeat investors, we maintain periodic refresh cycles and trigger-based updates (e.g., ownership change, jurisdiction change, profile change, adverse screening hits).

Accepted Subscription Methods

To match institutional operating models, subscriptions may be executed via one of the following approved channels:

1) Direct Subscription (Principal)
The investor subscribes directly in its own name. This is the cleanest approach from a legal and operational standpoint:

• straightforward identification of the subscribing entity,

• clear authority chain,

• direct settlement from the investor’s account.

2) Nominee / Custodian Subscription
An investor may subscribe via an approved bank, custodian, or nominee arrangement where the nominee subscribes on record for the underlying investor. In this case:

• we confirm the nominee relationship and authority;

• we apply KYC/AML requirements appropriate to the structure, including look‑through where required by law, policy, or bank expectations;

• we require clarity on who is entitled to economic benefits and who controls decisions.

This method is often used by institutions for operational convenience, custody integration, and internal control reasons.

3) DVP (Delivery‑Versus‑Payment) Settlement
Where supported, subscriptions can be executed on a DVP basis through approved clearing/custody channels, aligning delivery of the instrument with payment. DVP is widely used by institutional investors to:

• reduce settlement risk,

• standardize operational flows,

• integrate with custody and middle-office controls.

What This Achieves (In Practice)

A controlled investor onboarding framework is not “paperwork for the sake of paperwork.” It is a structural feature that delivers:

• a private placement–clean distribution posture,

• a defensible audit trail for banks and service providers,

• reduced settlement and counterparty risk,

• consistent handling across direct, nominee, and DVP channels,

• predictable execution for repeat issuances.

Important Notice

This page is provided for informational purposes only. It does not constitute an offer, solicitation, or recommendation to buy or sell any securities or instruments. Any access to transaction materials and any participation in an issuance is restricted to eligible professional investors, subject to successful completion of KYC/AML and sanctions screening, and subject to the final terms of the relevant transaction.